Sales Assistant

David Lerner Associates
Oct 12, 2016
Nov 07, 2016
Employer Type
Direct Employer
Employment Type
Full Time
Job Description:

Answer phones and provide optimal customer service to investors. Work collaboratively and follow instructions of Investment Counselors to whom this position reports to. Assist Investment Counselors as needed with mutual fund, bond and equity trade entries. Verify that all trade activity is complete and accurate and troubleshooting trade issues. Filing and typing customer correspondence when requested. Assist brokers on operational and administrative questions. Liaison between client, Investment Counselors, and Operations Department. Prepare income planners for investors as needed. Provide customers with timely information when troubleshooting issues. Process New Account paperwork for Broker (i.e. Suitability Profiles, ACATS, IRA, etc.). Assist Investment Counselors in preparing for seminars as needed. Maintain required securities licenses and take Continuing Education requirements. Must assist in branch seminars (requires working one night every 6 to 8 weeks) Must assist with Receptionist coverage when staffing is short. Qualified candidates must hold current Series 7 and 63 licenses OR be willing to pass within the first 4 months of employment. Must possess excellent interpersonal and organizational skills; possess ability to multi-task, and be proficient in Microsoft Office.

Company Description:

Originally started in 1976, David Lerner Associates is a privately-held securities broker/dealer, with clients' assets totaling approximately $6 billion. From the beginning, the firm has been committed to educating the public about investing opportunities available to them. We believe we have an obligation to guide our investors to help them achieve their financial goals. We believe David Lerner Associates' remarkable success can be attributed to its sensible "middle ground of investing" philosophy.